HOW OUR LAWS ARE MADE

 

                         Revised and Updated

                            January 31, 2000

 

                by Charles W. Johnson, Parliamentarian,

                   U.S. House of Representatives

 

 

FOREWORD

 

     First published in 1953 by the Committee on the Judiciary of

the House of Representatives, this 22nd edition of "How Our Laws

Are Made" reflects changes in congressional procedures since the

21st edition, which was revised and updated in 1997.  This

edition was prepared by the Office of the Parliamentarian of the

U.S. House of Representatives in consultation with the Office of

the Parliamentarian of the U.S. Senate.

 

     The framers of our Constitution created a strong federal

government resting on the concept of "separation of powers."

 

     In Article I, Section 1, of the Constitution, the

Legislative Branch is created by the following language: "All

legislative Powers herein granted shall be vested in a Congress

of the United States, which shall consist of a Senate and House

of Representatives."

 

     Upon this elegant, yet simple, grant of legislative powers

has grown an exceedingly complex and evolving legislative

process.  To aid the public's understanding of the legislative

process, we have revised this popular brochure.  For more

detailed information on how our laws are made and for the text of

the laws themselves, the reader should refer to government

internet sites or pertinent House and Senate publications

available from the Superintendent of Documents, U.S. Government

Printing Office, Washington, D.C. 20402.

 

Charles W. Johnson

 

 

TABLE OF CONTENTS

I. INTRODUCTION    

II. THE CONGRESS

III. SOURCES OF LEGISLATION  

IV. FORMS OF CONGRESSIONAL ACTION 

     BILLS    

     JOINT RESOLUTIONS  

     CONCURRENT RESOLUTIONS  

     SIMPLE RESOLUTIONS 

V. INTRODUCTION AND REFERRAL TO COMMITTEE  

VI. CONSIDERATION BY COMMITTEE    

     COMMITTEE MEETINGS 

     PUBLIC HEARINGS    

     MARKUP   

     FINAL COMMITTEE ACTION  

     POINTS OF ORDER WITH RESPECT TO COMMITTEE HEARING PROCEDURE

    

VII. REPORTED BILLS

     CONTENTS OF REPORTS

     FILING OF REPORTS  

     AVAILABILITY OF REPORTS AND HEARINGS   

VIII. LEGISLATIVE OVERSIGHT BY STANDING COMMITTEES    

IX. CALENDARS 

     UNION CALENDAR

     HOUSE CALENDAR

     PRIVATE CALENDAR   

     CORRECTIONS CALENDAR    

     CALENDAR OF MOTIONS TO DISCHARGE COMMITTEES 

X. OBTAINING CONSIDERATION OF MEASURES 

     UNANIMOUS CONSENT  

     SPECIAL RESOLUTION OR "RULE" 

     CONSIDERATION OF MEASURES MADE IN ORDER BY RULE REPORTED

FROM THE COMMITTEE ON RULES  

     MOTION TO DISCHARGE COMMITTEE

     MOTION TO SUSPEND THE RULES  

     CALENDAR WEDNESDAY 

     DISTRICT OF COLUMBIA BUSINESS

     QUESTIONS OF PRIVILEGE  

     PRIVILEGED MATTERS 

XI. CONSIDERATION AND DEBATE 

     COMMITTEE OF THE WHOLE HOUSE 

     SECOND READING

     AMENDMENTS AND THE GERMANENESS RULE    

     THE COMMITTEE "RISES"   

     HOUSE ACTION  

     MOTION TO RECOMMIT 

     QUORUM CALLS AND ROLLCALLS   

     VOTING   

     ELECTRONIC VOTING  

     PAIRING OF MEMBERS 

     SYSTEM OF LIGHTS AND BELLS   

     RECESS AUTHORITY   

     LIVE COVERAGE OF FLOOR PROCEEDINGS

XII. CONGRESSIONAL BUDGET PROCESS 

XIII. ENGROSSMENT AND MESSAGE TO SENATE

XIV. SENATE ACTION 

     COMMITTEE CONSIDERATION 

     CHAMBER PROCEDURE  

XV. FINAL ACTION ON AMENDED BILL  

     REQUEST FOR A CONFERENCE

     AUTHORITY OF CONFEREES  

     MEETINGS AND ACTION OF CONFEREES  

     CONFERENCE REPORTS 

     CUSTODY OF PAPERS  

XVI. BILL ORIGINATING IN SENATE   

XVII. ENROLLMENT   

XVIII. PRESIDENTIAL ACTION   

     VETO MESSAGE  

     LINE ITEM VETO

XIX. PUBLICATION   

     SLIP LAWS

     STATUTES AT LARGE  

     UNITED STATES CODE 

APPENDIX 

 

 

                    HOW OUR LAWS ARE MADE

 

I. INTRODUCTION

 

     This brochure is intended to provide a basic outline of the

numerous steps of our federal lawmaking process from the source

of an idea for a legislative proposal through its publication as

a statute.  The legislative process is a matter about which every

citizen should be well informed in order to understand and

appreciate the work of Congress.

 

     It is hoped that this guide will enable every citizen to

gain a greater understanding of the federal legislative process

and its role as one of the foundations of our representative

system.  One of the most practical safeguards of the American

democratic way of life is this legislative process with its

emphasis on the protection of the minority, allowing ample

opportunity to all sides to be heard and make their views known.

The fact that a proposal cannot become a law without

consideration and approval by both Houses of Congress is an

outstanding virtue of our bicameral legislative system.  The open

and full discussion provided under the Constitution often results

in the notable improvement of a bill by amendment before it

becomes law or in the eventual defeat of an inadvisable proposal.

 

     As the majority of laws originate in the House of

Representatives, this discussion will focus principally on the

procedure in that body.

 

II. THE CONGRESS

 

     Article I, Section 1, of the United States Constitution,

provides that:

 

     All legislative Powers herein granted shall be vested in a

Congress of the United States, which shall consist of a Senate

and House of Representatives.

 

     The Senate is composed of 100 Members-two from each state,

regardless of population or area-elected by the people in

accordance with the 17th Amendment to the Constitution.  The 17th

Amendment changed the former constitutional method under which

Senators were chosen by the respective state legislatures.  A

Senator must be at least 30 years of age, have been a citizen of

the United States for nine years, and, when elected, be a

resident of the state for which the Senator is chosen.  The term

of office is six years and one-third of the total membership of

the Senate is elected every second year.  The terms of both

Senators from a particular state are arranged so that they do not

terminate at the same time.  Of the two Senators from a state

serving at the same time the one who was elected first-or if both

were elected at the same time, the one elected for a full term-is

referred to as the "senior" Senator from that state.  The other

is referred to as the "junior" Senator.  If a Senator dies or

resigns during the term, the governor of the state must call a

special election unless the state legislature has authorized the

governor to appoint a successor until the next election, at which

time a successor is elected for the balance of the term.  Most of

the state legislatures have granted their governors the power of

appointment.

 

     Each Senator has one vote.

 

     As constituted in the 105th Congress, the House of

Representatives is composed of 435 Members elected every two

years from among the 50 states, apportioned to their total

populations.  The permanent number of 435 was established by

federal law following the Thirteenth Decennial Census in 1910, in

accordance with Article I, Section 2, of the Constitution.  This

number was increased temporarily to 437 for the 87th Congress to

provide for one Representative each for Alaska and Hawaii.  The

Constitution limits the number of Representatives to not more

than one for every 30,000 of population.  Under a former

apportionment in one state, a particular Representative

represented more than 900,000 constituents, while another in the

same state was elected from a district having a population of

only 175,000.  The Supreme Court has since held unconstitutional

a Missouri statute permitting a maximum population variance of

3.1 percent from mathematical equality.  The Court ruled in

Kirkpatrick v. Preisler, 394 U.S. 526 (1969), that the variances

among the districts were not unavoidable and, therefore, were

invalid.  That decision was an interpretation of the Court's

earlier ruling in Wesberry v. Sanders, 376 U.S. 1 (1964), that

the Constitution requires that "as nearly as is practicable one

man's vote in a congressional election is to be worth as much as

another's." 

 

     A law enacted in 1967 abolished all "at-large" elections

except in those less populous states entitled to only one

Representative.  An "at-large" election is one in which a

Representative is elected by the voters of the entire state

rather than by the voters in a congressional district within the

state.

 

     A Representative must be at least 25 years of age, have been

a citizen of the United States for seven years, and, when

elected, be a resident of the state in which the Representative

is chosen.  If a Representative dies or resigns during the term,

the governor of the state must call a special election pursuant

to state law for the choosing of a successor to serve for the

unexpired portion of the term.

 

     Each Representative has one vote.

 

     In addition to the Representatives from each of the States,

a Resident Commissioner from the Commonwealth of Puerto Rico and

Delegates from the District of Columbia, American Samoa, Guam,

and the Virgin Islands are elected pursuant to federal law.  The

Resident Commissioner and the Delegates have most of the

prerogatives of Representatives including the right to vote in

committees to which they are elected.  However, the Resident

Commissioner and the Delegates do not have the right to vote on

matters before the House.

 

     Under the provisions of Section 2 of the 20th Amendment to

the Constitution, Congress must assemble at least once every

year, at noon on the 3rd day of January, unless by law they

appoint a different day.

 

     A Congress lasts for two years, commencing in January of the

year following the biennial election of Members.  A Congress is

divided into two sessions.

 

The Constitution authorizes each House to determine the rules of

its proceedings.  Pursuant to that authority, the House of

Representatives adopts its rules on the opening day of each

Congress.  The Senate considers itself a continuing body and

operates under continuous standing rules that it amends from time

to time.

 

     Unlike some other parliamentary bodies, both the Senate and

the House of Representatives have equal legislative functions and

powers with certain exceptions.  For example, the Constitution

provides that only the House of Representatives originate revenue

bills.  By tradition, the House also originates appropriation

bills.  As both bodies have equal legislative powers, the

designation of one as the "upper" House and the other as the

"lower" House is not appropriate.

 

The chief function of Congress is the making of laws.  In

addition, the Senate has the function of advising and consenting

to treaties and to certain nominations by the President.  However

under the 25th Amendment to the Constitution, both Houses confirm

the President's nomination for Vice-President when there is a

vacancy in that office.  In the matter of impeachments, the House

of Representatives presents the charges-a function similar to

that of a grand jury-and the Senate sits as a court to try the

impeachment.  No impeached person may be removed without a

two-thirds vote of the Senate.  The Congress also plays a role in

presidential elections.  Both Houses meet in joint session on the

sixth day of January, following a presidential election, unless

by law they appoint a different day, to count the electoral

votes.  If no candidate receives a majority of the total

electoral votes, the House of Representatives, each state

delegation having one vote, chooses the President from among the

three candidates having the largest number of electoral votes.

The Senate, each Senator having one vote, chooses the Vice President

from the two candidates having the largest number of votes for that

office.

 

III. SOURCES OF LEGISLATION

 

     Sources of ideas for legislation are unlimited and proposed

drafts of bills originate in many diverse quarters.  Primary

among these is the idea and draft conceived by a Member or

Delegate.  This may emanate from the election campaign during

which the Member had promised, if elected, to introduce

legislation on a particular subject.  The Member may have also

become aware after taking office of the need for amendment to or

repeal of an existing law or the enactment of a statute in an

entirely new field.

 

     In addition, the Member's constituents, either as

individuals or through citizen groups may avail themselves of the

right to petition and transmit their proposals to the Member.

The right to petition is guaranteed by the First Amendment to the

Constitution.  Many excellent laws have originated in this way,

as some organizations, because of their vital concern with

various areas of legislation, have considerable knowledge

regarding the laws affecting their interests and have the

services of legislative draftspersons for this purpose. 

Similarly, state legislatures may "memorialize" Congress to

enact specified federal laws by passing resolutions

to be transmitted to the House and Senate as memorials.  If

favorably impressed by the idea, the Member may introduce the

proposal in the form in which it has been submitted or may

redraft it.  In any event, the Member may consult with the

Legislative Counsel of the House or the Senate to frame the ideas

in suitable legislative language and form.

 

     In modern times, the "executive communication" has become a

prolific source of legislative proposals.  The communication is

usually in the form of a message or letter from a member of the

President's Cabinet, the head of an independent agency, or the

President transmitting a draft of a proposed bill to the Speaker

of the House of Representatives and the President of the Senate.

Despite the structure of separation of powers, Article II,

Section 3, of the Constitution imposes an obligation on the

President to report to Congress from time to time on the "State

of the Union" and to recommend for consideration such measures as

the President considers necessary and expedient.  Many of these

executive communications follow on the President's message to

Congress on the state of the Union.  The communication is then

referred to the standing committee or committees having

jurisdiction of the subject matter of the proposal.  The chairman

or the ranking minority member of the relevant committee usually

introduces the bill promptly either in the form in which it was

received or with desired changes.  This practice is usually

followed even when the majority of the House and the President

are not of the same political party, although there is no

constitutional or statutory requirement that a bill be introduced

to effectuate the recommendations.  The committee or one of its

subcommittees may also decide to examine the communication to

determine whether a bill should be introduced.  The most

important of the regular executive communications is the annual

message from the President transmitting the proposed budget to

Congress.  The President's budget proposal, together with

testimony by officials of the various branches of the government

before the Appropriations Committees of the House and Senate, is

the basis of the several appropriation bills that are drafted by

the Committee on Appropriations of the House.

 

     Many of the executive departments and independent agencies

employ legislative counsels who are charged with the drafting of

bills.  These legislative proposals are forwarded to Congress

with a request for their enactment.

 

     The drafting of statutes is an art that requires great

skill, knowledge, and experience.  In some instances, a draft is

the result of a study covering a period of a year or more by a

commission or committee designated by the President or a member

of the cabinet.  The Administrative Procedure Act and the Uniform

Code of Military Justice are two examples of enactments resulting

from such studies.  In addition, congressional committees

sometimes draft bills after studies and hearings covering periods

of a year or more.

 

IV. FORMS OF CONGRESSIONAL ACTION

 

     The work of Congress is initiated by the introduction of a

proposal in one of four forms: the bill, the joint resolution,

the concurrent resolution, and the simple resolution.  The most

customary form used in both Houses is the bill.  During the 105th

Congress (1997-1998), 7,529 bills and 200 joint resolutions were

introduced in both Houses.  Of the total number introduced, 4,874

bills and 140 joint resolutions originated in the House of

Representatives.

 

     For the purpose of simplicity, this discussion will be

confined generally to the procedure on a House of Representatives

bill, with brief comment on each of the forms.

 

BILLS

 

     A bill is the form used for most legislation, whether

permanent or temporary, general or special, public or private.

 

The form of a House bill is as follows:

 

     A BILL

 

     For the establishment, etc. [as the title may be].

 

     Be it enacted by the Senate and House of Representatives of

the United States of America in Congress assembled, That, etc.

 

     The enacting clause was prescribed by law in 1871 and is

identical in all bills, whether they originate in the House of

Representatives or in the Senate.

 

     Bills may originate in either the House of Representatives

or the Senate with one notable exception provided in the

Constitution.  Article I, Section 7, of the Constitution provides

that all bills for raising revenue shall originate in the House

of Representatives but that the Senate may propose or concur with

amendments.  By tradition, general appropriation bills also

originate in the House of Representatives.

 

     There are two types of bills-public and private.  A public

bill is one that affects the public generally.  A bill that

affects a specified individual or a private entity rather than

the population at large is called a private bill.  A typical

private bill is used for relief in matters such as immigration

and naturalization and claims against the United States.

 

     A bill originating in the House of Representatives is

designated by the letters "H.R." followed by a number that it

retains throughout all its parliamentary stages.  The letters

signify "House of Representatives" and not, as is sometimes

incorrectly assumed, "House resolution."  A Senate bill is

designated by the letter "S." followed by its number.  The term

"companion bill" is used to describe a bill introduced in one

House of Congress that is similar or identical to a bill

introduced in the other House of Congress.

 

     A bill that has been agreed to in identical form by both

bodies becomes the law of the land only after-

 

(1)  Presidential approval; or 

(2)  failure by the President to return it with objections to the

House in which it originated within 10 days while Congress is in

session; or 

(3)  the overriding of a presidential veto by a two-thirds vote

in each House.

 

     It does not become law without the President's signature if

Congress by their final adjournment prevent its return with

objections.  This is known as a "pocket veto."  For a discussion

of presidential action on legislation, see Part XVIII.

 

JOINT RESOLUTIONS

 

     Joint resolutions may originate either in the House of

Representatives or in the Senate-not, as is sometimes incorrectly

assumed, jointly in both Houses.  There is little practical

difference between a bill and a joint resolution and the two

forms are often used interchangeably.  One difference in form is

that a joint resolution may include a preamble preceding the

resolving clause.  Statutes that have been initiated as bills

have later been amended by a joint resolution and vice versa.

Both are subject to the same procedure except for a joint

resolution proposing an amendment to the Constitution.  When a

joint resolution amending the Constitution is approved by

two-thirds of both Houses, it is not presented to the President

for approval.  Following congressional approval, a joint

resolution to amend the Constitution is sent directly to the

Archivist of the United States for submission to the several

states where ratification by the legislatures of three-fourths of

the states within the period of time prescribed in the joint

resolution is necessary for the amendment to become part of the

Constitution.

 

The form of a House joint resolution is as follows:

 

     JOINT RESOLUTION

 

     Authorizing, etc. [as the title may be].

 

     Resolved by the Senate and House of Representatives of the

United States of America in Congress assembled, That all, etc.

 

     The resolving clause is identical in both House and Senate

joint resolutions as prescribed by statute in 1871.  It is

frequently preceded by a preamble consisting of one or more

"whereas" clauses indicating the necessity for or the

desirability of the joint resolution.

 

     A joint resolution originating in the House of

Representatives is designated "H.J. Res." followed by its

individual number which it retains throughout all its

parliamentary stages.  One originating in the Senate is

designated "S.J. Res." followed by its number.

 

     Joint resolutions, with the exception of proposed amendments

to the Constitution, become law in the same manner as bills.

 

CONCURRENT RESOLUTIONS

 

A matter affecting the operations of both Houses is usually

initiated by a concurrent resolution.  In modern

practice, and as determined by the Supreme Court in INS v.

Chadha, 462 U.S. 919 (1983), concurrent and simple resolutions

normally are not legislative in character since not "presented"

to the President for approval, but are used merely for expressing

facts, principles, opinions, and purposes of the two Houses. A

concurrent resolution is not equivalent to a bill and its use is

narrowly limited within these bounds.

 

     The term "concurrent," like "joint," does not signify

simultaneous introduction and consideration in both Houses.

 

     A concurrent resolution originating in the House of

Representatives is designated "H. Con. Res." followed by its

individual number, while a Senate concurrent resolution is

designated "S. Con. Res." together with its number.  On approval

by both Houses, they are signed by the Clerk of the House and the

Secretary of the Senate and transmitted to the Archivist of the

United States for publication in a special part of the Statutes

at Large volume covering that session of Congress.

 

SIMPLE RESOLUTIONS

 

     A matter concerning the rules, the operation, or the opinion

of either House alone is initiated by a simple resolution.  A

resolution affecting the House of Representatives is designated

"H. Res." followed by its number, while a Senate resolution is

designated "S. Res." together with its number.  Simple

resolutions are considered only by the body in which they were

introduced.  Upon adoption, simple resolutions are attested to by

the Clerk of the House of Representatives or the Secretary of the

Senate and are published in the Congressional Record.

 

V. INTRODUCTION AND REFERRAL TO COMMITTEE

 

     Any Member, the Resident Commissioner from Puerto Rico, or

the Delegates in the House of Representatives may introduce a

bill at any time while the House is in session by simply placing

it in the "hopper," a wooden box provided for that purpose

located on the side of the rostrum in the House Chamber.

Permission is not required to introduce the measure.  Printed

blank forms for an original bill are available through the

Clerk's office.  The Member introducing the bill is known as the

sponsor. An unlimited number of Members may co-sponsor a bill.

To prevent the possibility that a bill might be introduced in the

House on behalf of a Member without that Member's prior approval,

the sponsor's signature must appear on the bill before it is

accepted for introduction.   Members who co-sponsor a bill upon

its date of introduction are original co-sponsors.  Members who

co-sponsor a bill after its introduction are additional

co-sponsors.  Co-sponsors are not required to sign the bill.  A

Member may not be added or deleted as a co-sponsor after the bill

has been reported by the last committee authorized to consider

it, but in no event shall the Speaker entertain a request to

delete the name of the sponsor.  In the Senate, unlimited

multiple sponsorship of a bill is permitted.  Occasionally, a

Member may insert the words "by request" after the Member's name

to indicate that the introduction of the measure is at the

suggestion of some other person or group.

 

     In the Senate, a Senator usually introduces a bill or

resolution by presenting it to one of the clerks at the Presiding

Officer's desk, without commenting on it from the floor of the

Senate.  However, a Senator may use a more formal procedure by

rising and introducing the bill or resolution from the floor.  A

Senator usually makes a statement about the measure when

introducing it on the floor.  Frequently, Senators obtain consent

to have the bill or resolution printed in the body of the

Congressional Record following their formal statement.

 

     If any Senator objects to the introduction of a bill or

resolution, the introduction of the bill or resolution is

postponed until the next day.  If there is no objection, the bill

is read by title and referred to the appropriate committee.

 

     In the House of Representatives, it is no longer the custom

to read bills-even by title-at the time of introduction.  The

title is entered in the Journal and printed in the Congressional

Record, thus preserving the purpose of the custom.  The bill is

assigned its legislative number by the Clerk.  The bill is then

referred as required by the rules of the House to the appropriate

committee or committees by the Speaker, the Member elected by

the Members to be the Presiding Officer of the House, with the

assistance of the Parliamentarian.  The bill number and committee

referral appear in the next issue of the Congressional Record. 

It is then sent to the Government Printing Office where it is

printed in its introduced form and printed copies are made available

in the document rooms of both Houses.  Printed and electronic

versions of the bill are also made available to the public. 

 

     Copies of the bill are sent to the office of the chairman of

the committee to which it has been referred.  The clerk of the

committee enters it on the committee's Legislative Calendar.

 

     Perhaps the most important phase of the legislative process

is the action by committees.  The committees provide the most

intensive consideration to a proposed measure as well as the

forum where the public is given their opportunity to be heard.  A

tremendous volume of work, often overlooked by the public, is

done by the Members in this phase.  There are, at present, 19

standing committees in the House and 16 in the Senate as well as

several select committees.  In addition, there are four standing

joint committees of the two Houses, that have oversight

responsibilities but no legislative jurisdiction.  The House may

also create select committees or task forces to study specific

issues and report on them to the House.  A task force may be

established formally through a resolution passed by the House or

informally through an organization of interested Members and

committees by the House leadership.

 

     Each committee's jurisdiction is divided into certain

subject matters under the rules of each House and all measures

affecting a particular area of the law are referred to the

committee with jurisdiction over the particular subject matter.

For example, the Committee on the Judiciary in the House has

jurisdiction over measures relating to judicial proceedings

generally, and 17 other categories, including constitutional

amendments, immigration and naturalization, bankruptcy, patents,

copyrights, and trademarks.  In total, the rules of the House and

of the Senate each provide for over 200 different classifications

of measures to be referred to committees.  Until 1975, the

Speaker of the House could refer a bill to only one committee.

In modern practice, the Speaker may refer an introduced bill to

multiple committees for consideration of those provisions of the

bill within the jurisdiction of each committee concerned.  The

Speaker must designate a primary committee of jurisdiction on

bills referred to multiple committees.  The Speaker may place

time limits on the consideration of bills by all committees, but

usually time limits are placed only on additional committees.

Additional committees are committees other than the primary

committee to which a bill has been referred, either initially on

its introduction or sequentially following the report of the

primary committee.  A time limit would be placed on an additional

committee only when the primary committee has reported its

version to the House.

 

     Membership on the various committees is divided between the

two major political parties.  The proportion of the Members of

the minority party to the Members of the majority party is

determined by the majority party, except that half of the members

on the Committee on Standards of Official Conduct are from the

majority party and half from the minority party.  The respective

party caucuses nominate Members of the caucus to be elected to

each standing committee at the beginning of each Congress.

Membership on a standing committee during the course of a

Congress is contingent on continuing membership in the party

caucus that nominated the Member for election to the committee.

If the Member ceases to be a Member of the party caucus, the

Member automatically ceases to be a member of the standing

committee.

 

     Members of the House may serve on only two committees and

four subcommittees with certain exceptions.  However, the rules

of the caucus of the majority party in the House provide that a

Member may be chairman of only one subcommittee of a committee or

select committee with legislative jurisdiction, except for

certain committees performing housekeeping functions and joint

committees.

 

     A Member usually seeks election to the committee that has

jurisdiction over a field in which the Member is most qualified

and interested.  For example, the Committee on the Judiciary

traditionally is composed almost entirely of lawyers.  Many

Members are nationally recognized experts in the specialty of

their particular committee or subcommittee.

 

     Members rank in seniority in accordance with the order of

their appointment to the full committee and the ranking majority

member with the most continuous service is usually elected

chairman.  The rules of the House require that committee chairmen

be elected from nominations submitted by the majority party

caucus at the commencement of each Congress.  No Member of the

House may serve as chairman of the same standing committee or of

the same subcommittee thereof for more than three consecutive

Congresses.

 

     The rules of the House prohibit a committee that maintains a

subcommittee on oversight from having more than six subcommittees

with the exception of the Committee on Appropriations and the

Committee on Government Reform.

 

     Each committee is provided with a professional staff to

assist it in the innumerable administrative details involved in

the consideration of bills and its oversight responsibilities.

For standing committees, the professional staff is limited to 30

persons appointed by a vote of the committee. Two-thirds of the

committee staff are selected by a majority vote of the majority

committee members and one-third of the committee staff are

selected by a majority vote of minority committee members.  All

staff appointments are made without regard to race, creed, sex,

or age.  The minority staff provisions do not apply to the

Committee on Standards of Official Conduct because of its

bipartisan nature.  The Committee on Appropriations has special

authority under the rules of the House for appointment of staff

for the minority. 

    

VI. CONSIDERATION BY COMMITTEE

 

     One of the first actions taken by a committee is to seek the

input of the relevant departments and agencies.  Frequently,

the bill is also submitted to the General Accounting Office

with a request for an official report of views on the necessity

or desirability of enacting the bill into law. Normally, ample

time is given for the submission of the reports and they are accorded

serious consideration.  However, these reports are not binding on

the committee in determining whether or not to act

favorably on the bill.  Reports of the departments and agencies

in the executive branch are submitted first to the Office of

Management and Budget to determine whether they are consistent

with the program of the President.  Many committees adopt rules

requiring referral of measures to the appropriate subcommittee

unless the full committee votes to retain the measure at the full

committee.

 

COMMITTEE MEETINGS

 

     Standing committees are required to have regular meeting

days at least once a month.  The chairman of the committee may

also call and convene additional meetings.  Three or more members

of a standing committee may file with the committee a written

request that the chairman call a special meeting.  The request

must specify the measure or matter to be considered.  If the

chairman fails to call the requested special meeting within three

calendar days after the filing of the request, to be held within

seven calendar days after the filing of the request, a majority

of the members of the committee may call the special meeting by

filing with the committee written notice specifying the date,

hour, and the measure or matter to be considered.

In the Senate, the Chair may still control the agenda of the

special meeting through the power of recognition. 

Committee meetings may be held for various purposes including the

"markup" of legislation, authorizing subpoenas, or internal

budget and personnel matters.

 

A subpoena may be authorized and issues at a meeting by a vote

of a committee or subcommittee with a majority of members

present.  The power to authorize and issue subpoenas also

may be delegated to the chairman of the committee.  A

subpoena may require both testimonial and documentary evidence

to be furnished to the committee.  A subpoena is signed by the

chairman of the committee or by a member designated by the

committee.

 

All meetings for the transaction of business of standing

committees or subcommittees, except the Committee on Standards of

Official Conduct, must be open to the public, except when the

committee or subcommittee, in open session with a majority

present, determines by record vote that all or part of the

remainder of the meeting on that day shall be closed to the

public. Members of the committee may authorize congressional

staff and departmental representatives to be present at any meeting

that has been closed to the public.  Open committee meetings may be

covered by the media.  Permission to cover hearings and meetings

is granted under detailed conditions as provided in the rules of

the House.

 

The rules of the House provide that House committees may not meet

during a joint session of the House and Senate or during a recess

when a joint meeting of the House and Senate is in progress.

Committees may meet at other times during an adjournment or

recess up to the expiration of the constitutional term.

 

PUBLIC HEARINGS

 

     If the bill is of sufficient importance, the committee may

set a date for public hearings.  Each committee, except for the

Committee on Rules, is required to make public announcement of

the date, place, and subject matter of any hearing to be

conducted by the committee on any measure or matter at least one

week before the commencement of that hearing, unless the

committee chairman with the concurrence of the ranking minority

member or the committee by majority vote determines that there is

good cause to begin the hearing at an earlier date.  If that

determination is made, the chairman must make a public

announcement to that effect at the earliest possible date.

Public announcements are published in the Daily Digest portion of

the Congressional Record as soon as possible after the

announcement is made and are often noted by the media.  Personal

notice of the hearing, usually in the form of a letter, is sometimes

sent to relevant individuals, organizations, and government

departments and agencies.

 

     Each hearing by a committee and subcommittee, except the

Committee on Standards of Official Conduct, is required to be

open to the public except when the committee or subcommittee, in

open session and with a majority present, determines by record

vote that all or part of the remainder of the hearing on that day

shall be closed to the public because disclosure of testimony,

evidence, or other matters to be considered would endanger the

national security, would compromise sensitive law enforcement

information, or would violate a law or a rule of the House.  The

committee or subcommittee by the same procedure may vote to close

one subsequent day of hearing, except that the Committees on

Appropriations, Armed Services, and the Permanent Select

Committee on Intelligence, and subcommittees thereof, may vote to

close up to five additional consecutive days of hearings.  When a

quorum for taking testimony is present, a majority of the members

present may close a hearing to discuss whether the evidence or

testimony to be received would endanger national security or

would tend to defame, degrade, or incriminate any person.  A

committee or subcommittee may vote to release or make public

matters originally received in a closed hearing or meeting. Open

committee hearings may be covered by the media.  Permission to

cover hearings and meetings is granted under detailed conditions

as provided in the rules of the House.

 

     Hearings on the Budget are required to be held by the

Committee on Appropriations in open session within 30 days after

its transmittal to Congress, except when the committee, in open

session and with a quorum present, determines by record vote that

the testimony to be taken at that hearing on that day may be

related to a matter of national security.  The committee may by

the same procedure close one subsequent day of hearing.

 

     On the day set for the public hearing in a committee or

subcommittee, an official reporter is present to record the

testimony.  After a brief introductory statement by the chairman

and often by the ranking minority member or other committee member,

the first witness is called.  Members or Senators who wish to be

heard sometimes testify first out of courtesy and due to the

limitations on their time.  Cabinet officers and high-ranking

civil and military officials of the government, as well as

interested private individuals, testify either voluntarily or by

subpoena.

 

     So far as practicable, committees require that witnesses who

appear before it file a written statement of their proposed

testimony in advance of their appearance and limit their oral

presentations to a brief summary of their arguments.  In the case

of a witness appearing in a nongovernmental capacity, a written

statement of proposed testimony shall include a curriculum vitae

and a disclosure of certain federal grants and contracts.

 

     Minority party members of the committee are entitled to call

witnesses of their own to testify on a measure during at least

one day of the hearing.

 

     Each member is provided only five minutes in the interrogation

of each witness until each member of the committee who desires to

question a witness has had an opportunity to do so.  In addition,

a committee may adopt a rule or motion to permit committee members

to question a witness for a specified period not longer than one

hour.  Committee staff may also be permitted to question a witness

for a specified period not longer than one hour.

 

     A transcript of the testimony taken at a public hearing is

made available for inspection in the office of the clerk of the

committee.  Frequently, the complete transcript is printed and

distributed widely by the committee.

 

MARKUP

 

     After hearings are completed, the subcommittee usually will

consider the bill in a session that is popularly known as the

"markup" session.  The views of both sides are studied in detail

and at the conclusion of deliberation a vote is taken to

determine the action of the subcommittee.  It may decide to

report the bill favorably to the full committee, with or without

amendment, or unfavorably, or without recommendation.  The

subcommittee may also suggest that the committee "table" it or

postpone action indefinitely.  Each member of the subcommittee,

regardless of party affiliation, has one vote.  Proxy voting is

no longer permitted in House committees.

 

    

FINAL COMMITTEE ACTION

 

     At full committee meetings, reports on bills may be

made by subcommittees.  Bills are read for amendment in

committees by section and members may offer germane

amendments.  Committee amendments are only proposals to change

the bill as introduced and are subject to acceptance or rejection

by the House itself.  A vote of committee members is taken to

determine whether the full committee will report favorably or

table the bill.  If the committee votes to report the bill

favorably to the House, it may report the bill without

amendments or introduce and report a "clean bill."  If the committee

has approved extensive amendments, the committee may decide to report

the original bill with one "amendment in the nature of a

substitute" consisting of all the amendments previously adopted,

or may report a new bill incorporating those amendments, commonly

known as a clean bill.  The new bill is introduced (usually by

the chairman of the committee), and, after referral back to the

committee, is reported favorably to the House by the committee.

A committee may table a bill or not take action on it, thereby

preventing further action on a bill.  This makes adverse reports

to the House by a committee unusual.  On rare occasions, a

committee may report a bill without recommendation or

adversely.  The House also has the ability to discharge a

bill from committee.  For a discussion of the motion to

discharge, see Part X.

 

     Generally, a majority of the committee or subcommittee

constitutes a quorum.  A quorum is the number of members who must

be present in order for the committee to report.  This ensures

participation by both sides in the action taken.  However, a

committee may vary the number of members necessary for a quorum

for certain actions.  For example, a committee may fix the number

of its members, but not less than two, necessary for a quorum for

taking testimony and receiving evidence.  Except for the

Committees on Appropriations, the Budget, and Ways and

Means, a committee may fix the number of its members, but not

less than one-third, necessary for a quorum for taking certain

other actions.  The absence of a quorum is subject to a point of

order, an objection that the proceedings are in violation of a

rule of the committee or of the House, because the required

number of members are not present.

     

POINTS OF ORDER WITH RESPECT TO COMMITTEE HEARING PROCEDURE

 

     A point of order in the House does not lie with respect to a

measure reported by a committee on the ground that hearings on

the measure were not conducted in accordance with required

committee procedure.  However, certain points of order may be

made by a member of the committee that reported the measure if,

in the committee hearing on that measure, that point of order was

(1) timely made and (2) improperly improperly disposed of.

 

VII. REPORTED BILLS

 

     If the committee votes to report the bill to the House, the

committee staff writes the committee report.  The report describes

the purpose and scope of the bill and the reasons for its recommended

approval.  Generally, a section-by-section analysis is set forth

explaining precisely what each section is intended to accomplish.

All changes in existing law must be indicated in the report and

the text of laws being repealed must be set out.  This

requirement is known as the "Ramseyer rule."  A similar rule in

the Senate is known as the "Cordon rule."  Committee amendments

also must be set out at the beginning of the report and

explanations of them are included.  Executive communications

regarding the bill may be referenced in the report.

 

     If at the time of approval of a bill by a committee, except

the Committee on Rules, a member of the committee gives notice of

an intention to file supplemental, minority, or additional views,

that member is entitled to not less than two additional calendar

days after the day of such notice (excluding Saturdays, Sundays,

and legal holidays unless the House is in session on those days)

in which to file those views with the clerk of the committee.

Those views that are timely filed must be included in the report

on the bill.  Committee reports must be filed while the House is

in session unless unanimous consent is obtained from the House to

file at a later time or the committee is awaiting additional views.

 

     The report is assigned a report number upon its filing and

is sent to the Government Printing Office for printing.  House

reports are given a prefix-designator that indicates the number

of the Congress.  For example, the first House report in the

106th Congress was numbered 106-1.

 

     In the printed report, committee amendments are indicated by

showing new matter in italics and deleted matter in line-through

type.  The report number is printed on the bill and the calendar

number is shown on both the first and back pages of the bill.

However, in the case of a bill that was referred to two or more

committees for consideration in sequence, the calendar number is

printed only on the bill as reported by the last committee to

consider it.  For a discussion of House calendars, see Part IX.

 

     Committee reports are perhaps the most valuable single

element of the legislative history of a law.  They are used by

courts, executive departments, and the public as a source of

information regarding the purpose and meaning of the law.

 

CONTENTS OF REPORTS

 

     The report of a committee on a measure that has been

approved by the committee must include (1) the committee's

oversight findings and recommendations, (2) a statement required

by the Congressional Budget Act of 1974, if the measure

is a bill or joint resolution providing new budget authority

(other than continuing appropriations) or an increase or

decrease in revenues or tax expenditures, (3) a cost

estimate and comparison prepared by the Director of the

Congressional Budget Office whenever the Director has submitted

that estimate and comparison to the committee prior to the filing

of the report, and (4) a summary of the oversight findings and

recommendations made by the Committee on Government Reform

whenever they have been submitted to the reporting committee in

a timely fashion to allow an opportunity to consider the findings

and recommendations during the committee's deliberations on the

measure.  Each report accompanying a bill or joint resolution

relating to employment or access to public services or

accommodations must describe the manner in which the provisions

apply to the legislative branch.  Each of these items are set out

separately and clearly identified in the report. 

 

With respect to each record vote by a committee, the total number

of votes cast for, and the total number of votes cast against any

public measure or matter or amendment thereto and the names of

those voting for and against, must be included in the committee

report.

 

     In addition, each report of a committee on a public bill or

public joint resolution must contain a statement citing the

specific powers granted to Congress in the Constitution to enact

the law proposed by the bill or joint resolution.  Committee

reports that accompany bills or resolutions that contain federal

unfunded mandates are also required to include an estimate

prepared by the Congressional Budget Office on the cost of the

mandates on state, local, and tribal governments.  If an estimate

is not available at the time a report is filed, committees are

required to publish the estimate in the Congressional Record.

Each report also must contain an estimate, made by the committee,

of the costs which would be incurred in carrying out that bill or

joint resolution in the fiscal year reported and in each of the

five fiscal years thereafter or for the duration of the program

authorized if less than five years.  The report must include a

comparison of the estimates of those costs with the estimate made

by any Government agency and submitted to that committee. 

The Committees on Appropriations, on House Administration, Rules,

and Standards of Official Conduct are not required to include cost

estimates in their reports.  In addition, the committee's own cost

estimates are not required to be included in reports when a cost

estimate and comparison prepared by the Director of the Congressional

Budget Office has been submitted prior to the filing of the report a

nd included in the report. 

 

FILING OF REPORTS

 

     Measures approved by a committee must be reported promptly

after approval.  A majority of the members of the committee may

file a written request with the clerk of the committee for the

reporting of the measure.  When the request is filed, the clerk

must immediately notify the chairman of the committee of the

filing of the request, and the report on the measure must be

filed within seven days (excluding days on which the House is not

in session) after the day on which the request is filed.  This

does not apply to a report of the Committee on Rules with respect

to the rule, joint rule, or order of business of the House or

to the reporting of a resolution of inquiry addressed to the head

of an executive department.

 

AVAILABILITY OF REPORTS AND HEARINGS

 

     A measure or matter reported by a committee (except the

Committee on Rules in the case of a resolution providing a rule,

joint rule, or other order of business) may not be considered in

the House until the third calendar day (excluding Saturdays,

Sundays, and legal holidays unless the House is in session on

those days) on which the report of that committee on that measure

has been available to the Members of the House. This rule is

subject to certain exceptions including resolutions providing for

certain privileged matters, measures declaring war or other

national emergency, and government agency decisions,

determinations, and actions that are effective unless disapproved

or otherwise invalidated by one or both Houses of Congress.

However, it is always in order to consider a report from the

Committee on Rules specifically providing for the consideration

of a reported measure or matter notwithstanding this restriction.

If hearings were held on a measure or matter so reported, the

committee is required to make every reasonable effort to have

those hearings printed and available for distribution to the

Members of the House prior to the consideration of the measure in

the House.  Committees are also required, to the maximum extent

feasible, to make their publications available in electronic

form.  General appropriation bills may not be considered until

printed committee hearings and a committee report thereon have

been available to the Members of the House for at least three

calendar days (excluding Saturdays, Sundays, and legal holidays

unless the House is in session on those days).

 

VIII. LEGISLATIVE OVERSIGHT BY STANDING COMMITTEES

 

     Each standing committee, other than the Committees on

Appropriations and on the Budget, is required to review and

study, on a continuing basis, the application, administration,

execution, and effectiveness of the laws dealing with the subject

matter over which the committee has jurisdiction and the

organization and operation of federal agencies and entities

having responsibility for the administration and evaluation of

those laws.

 

     The purpose of the review and study is to determine whether

laws and the programs created by Congress are being implemented

and carried out in accordance with the intent of Congress and

whether those programs should be continued, curtailed, or

eliminated.  In addition, each committee having oversight

responsibility is required to review and study any conditions or

circumstances that may indicate the necessity or desirability of

enacting new or additional legislation within the jurisdiction of

that committee, and must undertake, on a continuing basis, future

research and forecasting on matters within the jurisdiction of

that committee.  Each standing committee also has the function of

reviewing and studying, on a continuing basis, the impact or

probable impact of tax policies on subjects within its

jurisdiction.

 

     The rules of the House provide for special treatment of an

investigative or oversight report of a committee.  Committees are

allowed to file joint investigative and activities reports and

to file investigative and activities reports after the House has

completed its final session of a Congress.  In addition, several

of the standing committees have special oversight

responsibilities.  The details of those responsibilities are set

forth in the rules of the House.

 

IX. CALENDARS

 

     The House of Representatives has five calendars of business:

the Union Calendar, the House Calendar, the Private Calendar, the

Corrections Calendar, and the Calendar of Motions to Discharge

Committees.  The calendars are compiled in one publication

printed each day the House is in session.  This publication also

contains a history of Senate-passed bills, House bills reported

out of committee,  bills on which the House has acted, as well as

other useful information.

 

     When a public bill is favorably reported by all committees

to which referred, it is assigned a calendar number on either the

Union Calendar or the House Calendar, the two principal calendars

of business.  The calendar number is printed on the first page of

the bill and, in certain instances, is printed also on the back

page.  In the case of a bill that was referred to multiple

committees for consideration in sequence, the calendar number is

printed only on the bill as reported by the last committee to

consider it. 

 

UNION CALENDAR

 

     The rules of the House provide that there shall be:

 

     A Calendar of the Committee of the Whole House on the

state of the Union, to which shall be referred public bills and

public resolutions raising revenue, involving a tax or charge on

the people, directly or indirectly making appropriations of money

or property or requiring such appropriations to be made, authorizing

payments out of appropriations already made, releasing any liability

to the United States for money or property, or referring a claim

to the Court of Claims.

 

The large majority of public bills and resolutions reported to

the House are placed on the Union Calendar.  For a discussion of

the Committee of the Whole House, see Part XI.

 

HOUSE CALENDAR

 

     The rules further provide that there shall be:

 

     A House Calendar, to which shall be referred all

public bills and public resolutions not requiring

referral to the Calendar of the Committee of the Whole House

on the state of the Union. 

 

PRIVATE CALENDAR

 

     The rules also provide that there shall be:

 

     A Private Calendar...to which shall be referred all

private bills and private resolutions.

 

     All private bills reported to the House are placed on the

Private Calendar.  The Private Calendar is called on the first

and third Tuesdays of each month. If two or more Members object

to the consideration of any measure called, it is

recommitted to the committee that reported it.  There are six

official objectors, three on the majority side and three on the

minority side, who make a careful study of each bill or

resolution on the Private Calendar.  The official objectors' role

is to object to a measure that does not conform to the

requirements for that calendar and prevent the passage without

debate of nonmeritorious bills and resolutions.  Private bills

that have been reported from committee are only considered under

the calendar procedure.  Alternative procedures reserved for

public bills are not applicable for reported private bills.

 

CORRECTIONS CALENDAR

 

     If a measure pending on either the House or Union Calendar

is of a noncontroversial nature, it may be placed on the

Corrections Calendar.  The Corrections Calendar was created to

address specific problems with federal rules, regulations, or

court decisions that bipartisan and narrowly targeted bills could

expeditiously correct.  After a bill has been favorably reported

and is on either the House or Union Calendar, the Speaker may,

after consultation with the Minority Leader, file with the Clerk

a notice requesting that such bill also be placed upon a special

calendar known as the Corrections Calendar.  On the second and

fourth Tuesdays of each month, the Speaker directs the Clerk to

call any bill that has been on the Corrections Calendar for three

legislative days.  A three-fifths vote of the Members voting is

required to pass any bill called from the Corrections Calendar.

A failure to adopt a bill from the Corrections Calendar does not

necessarily mean the final defeat of the bill because it may then

be brought up for consideration in the same way as any other bill

on the House or Union Calendar.

 

CALENDAR OF MOTIONS TO DISCHARGE COMMITTEES

 

     When a majority of the Members of the House sign a motion to

discharge a committee from consideration of a public bill or

resolution, that motion is referred to the Calendar of Motions to

Discharge Committees.  For a discussion of motions to discharge,

see Part X.

 

X. OBTAINING CONSIDERATION OF MEASURES

 

     Certain measures, either pending on the House and Union

Calendars or unreported and pending in committee, are more

important and urgent than others and a system permitting

their consideration ahead of those that do not require immediate

action is necessary.  If the calendar numbers alone were the

determining factor, the bill reported most recently would be the

last to be taken up as all measures are placed on the House and

Union Calendars in the order reported.

 

UNANIMOUS CONSENT

 

     The House occasionally employs the practice of allowing

reported or unreported measures to be considered by the unanimous

agreement of all Members in the House Chamber.  The power to

recognize Members for a unanimous consent request is ultimately in

the discretion of the Chair but recent Speakers have issued strict

guidelines on when such a request is to be entertained.  Most

unanimous consent requests for consideration of measures may only

be entertained by the Chair when assured that the majority and

minority floor and committee leaderships have no objection.

 

SPECIAL RESOLUTION OR "RULE"

 

     To avoid delays and to allow selectivity in the

consideration of public measures, it is possible to have them

taken up out of their order on their respective calendar or to

have them discharged from the committee or committees to which

referred by obtaining from the Committee on Rules a special

resolution or "rule" for their consideration.  The Committee on

Rules, which is composed of majority and minority members but with

a larger proportion of majority members than other committees, is

specifically granted jurisdiction over resolutions relating to

the order of business of the House.  Typically, the chairman of

the committee that has favorably reported the bill requests the

Committee on Rules to originate a resolution that will provide

for its immediate or subsequent consideration.  Under unusual

circumstances, the Committee on Rules may originate a resolution

providing for the "discharge" and consideration of a measure that

has not been reported by the legislative committee of committees

of jurisdiction.  If the Committee on Rules has determined that

the measure should be taken up, it may report a resolution reading

substantially as follows with respect to a bill on the Union Calendar

or an unreported bill:

 

     Resolved, That upon the adoption of this resolution the

Speaker declares pursuant to rule XVIII that the House resolve

itself into the Committee of the Whole House on the State of the

Union for the consideration of the bill (H.R.__) entitled, etc.,

and the first reading of the bill shall be dispensed with. After

general debate, which shall be confined to the bill and shall

continue not to exceed __ hours, to be equally divided and

controlled by the chairman and ranking minority member of the

Committee on __, the bill shall be read for amendment under the

five-minute rule. At the conclusion of the consideration of the

bill for amendment, the Committee shall rise and report the bill

to the House with such amendments as may have been adopted, and

the previous question shall be considered as ordered on the bill

and amendments thereto to final passage without intervening

motion except one motion to recommit with or without

instructions.

 

     If the measure is on the House Calendar or the

recommendation is to avoid consideration in the Committee of the

Whole, the resolution reads substantially as follows:

 

     Resolved, That upon the adoption of this resolution it shall

be in order to consider the bill (H.R. __) entitled, etc., in the

House.

 

     The resolution may waive points of order against the bill.

A point of order is an objection that a pending matter or

proceeding is in violation of a rule of the House.  The bill may

be susceptible to various points of order that may be made

against its consideration, including an assertion that the bill

carries a retroactive federal income tax increase, contains a

federal unfunded mandate, or has not been reported from committee

properly.  When a rule limits or prevents floor

amendments, it is popularly known as a "closed rule" or "modified

closed rule."  However, a special resolution may not deny the

minority party the right to offer a motion to recommit the bill

with amendatory or general instructions.  For a discussion of the

motion to recommit, see Part XI.

 

CONSIDERATION OF MEASURES MADE IN ORDER BY RULE REPORTED FROM THE

COMMITTEE ON RULES

 

     When a rule has been reported to the House and is not

considered immediately, it is referred to the calendar and, if

not called up for consideration by the who filed the report

within seven legislative days thereafter, any member of the

Committee on Rules may call it up as a privileged matter, after

having given one calendar day notice of the Member's intention to

do so.  The Speaker will recognize any member of the committee

seeking recognition for that purpose.

 

     If the House has adopted a resolution making in order a

motion to consider a bill, and such a motion has not been offered

within seven calendar days thereafter, such a motion shall be

privileged if offered by direction of all reporting committees

having initial jurisdiction of the bill.

 

     There are several other methods of obtaining consideration

of bills that either have not been reported by a committee or, if

reported, for which a rule has not been granted.  Two of those

methods, a motion to discharge a committee and a motion to

suspend the rules, are discussed below.

 

MOTION TO DISCHARGE COMMITTEE

 

     A Member may present to the Clerk a motion in writing to

discharge a committee from the consideration of a public bill or

resolution that has been referred to it 30 days prior thereto.  A

Member also may file a motion to discharge the Committee on Rules

from further consideration of a resolution providing a special

rule for the consideration of a public bill or resolution

reported by a standing committee, or a special rule for the

consideration of a public bill or resolution that has been

referred to a standing committee for 30 legislative days.

This motion to discharge the Committee on Rules may be made only

when the resolution has been referred to that committee at least

seven legislative days prior to the filing of the motion to

discharge.  The motion may not permit consideration of nongermane

amendments.  The motion is placed in the custody of the Journal

Clerk, where Members may sign it at the House rostrum only when

the House is in session.  The names of Members who have signed a

discharge motion are available electronically or published in

the Congressional Record on a weekly basis.  When a majority

of the total membership of the House (218 Members) have signed

the motion, it is entered in the Journal, printed with all the

signatures thereto in the Congressional Record, and referred to

the Calendar of Motions to Discharge Committees.

 

     On the second and fourth Mondays of each month, except

during the last six days of a session, a Member who has signed a

motion to discharge that has been on the calendar at least seven

legislative days may seek recognition and be recognized for the

purpose of calling up the motion.  The motion to discharge is

debated for 20 minutes, one-half in favor of the proposition and

one-half in opposition.

 

     If the motion to discharge the Committee on Rules from a

resolution prevails, the House shall immediately consider such

resolution.  If the resolution is adopted, the House proceeds to

its execution.  This is the modern practice for utilization of

the discharge rule.

 

     If the motion to discharge a standing committee of

the House from a public bill or resolution pending before the

 

committee prevails, a Member who signed the motion may move that

the House proceed to the immediate consideration of the bill or

resolution.  If the motion is agreed to, the bill or resolution

is considered immediately under the general rules of the House.

If the House votes against the motion for immediate

consideration, the bill or resolution is referred to its proper

calendar with the same status as if reported favorably by a

standing committee.

 

MOTION TO SUSPEND THE RULES

 

     On Monday and Tuesday of each week and during the last six

days of a session, the Speaker may entertain a motion to suspend

the rules of the House and pass a public bill or resolution.

Members need to arrange in advance with the Speaker to

be recognized to offer such a motion.  The Speaker usually

recognizes only a major member of the committee that has reported

or has primary jurisdiction over the bill. The motion to suspend the

rules and pass the bill is debatable for 40 minutes, one-half of

the time in favor of the proposition and one-half in opposition.

The motion may not be separately amended but may be amended in

the form of a manager's amendment included in the motion when it

is offered.  Because the rules may be suspended and the bill

passed only by affirmative vote of two-thirds of the Members

voting, a quorum being present, this procedure is usually used

only for expedited consideration of relatively noncontroversial

public measures.

 

     The Speaker may postpone all recorded and yea-nay votes on

certain questions before the House, including a motion to suspend

the rules and the passage of bills and resolutions, until a

specified time on that legislative day or the next two

legislative days.  At that time, the House disposes of the

postponed votes consecutively without further debate.  After an

initial fifteen-minute vote is taken, the Speaker may

reduce to not less than five minutes the time period for

subsequent votes.  If the House adjourns before completing action

on postponed votes, the postponed votes must be the first order

of business on the next legislative day.  Eliminating

intermittent recorded votes on suspensions reduces interruptions

of committee activity and allows more efficient scheduling of

voting.

 

CALENDAR WEDNESDAY

 

     On Wednesday of each week, unless dispensed with by

unanimous consent or by affirmative vote of two-thirds of the

Members voting, a quorum being present, the standing committees

are called in alphabetical order.  A committee when named may

call up for consideration any bill reported by it on a previous

day and pending on either the House or Union Calendar.  The

report on the bill must have been available for three days

and must not be priviliged under the rules of the House.

General debate is limited to two hours on any Calendar Wednesday

measure and must be confined to the subject matter of the

measure, the time being equally divided between those for and

those against it.  An affirmative vote of a simple majority of

the Members present is sufficient to pass the measure.  The

purpose of this rarely utilized procedure is to provide an

alternative method of consideration when the Committee on Rules

has not reported a rule for a specific bill.

 

DISTRICT OF COLUMBIA BUSINESS

 

     On the second and fourth Mondays of each month, after the

disposition of motions to discharge committees and after the

disposal of business on the Speaker's table requiring only

referral to committee, the Committee on Government Reform may

call up for consideration any District of Columbia business

reported from that committee.

 

QUESTIONS OF PRIVILEGE

 

House rules provide special privilege to questions of privilege.

Questions of privilege are classified as those questions 1)

affecting the rights of the House collectively, its safety,

dignity, and the integrity of its proceedings, and 2) affecting

the rights, reputations, and conduct of Members, individually, in

their representative capacity.  A question of privilege has been

held to take precedence over all questions except the motion to

adjourn.  Questions of the privileges of the House, those

concerning the rights of the House collectively, take the form of

a resolution which may be called up by any Member after proper

notice.  A question of personal privilege, affecting the rights,

reputation, and conduct of individual Members, may be raised from

the floor without formal notice.  Debate on a question of

privilege proceeds under the hour rule, with debate on a question

of the privileges of the House divided between the proponent and

the leader of the opposing party or a designee.

 

PRIVILEGED MATTERS

 

     Under the rules of the House, certain matters are regarded

as privileged matters and may interrupt the order of business.

Conference reports, veto messages from the President, and certain

amendments to measures by the Senate after the stage of

disagreement between the two Houses are examples of privileged

matters.  Certain reports from House committees are also

privileged, including reports from the Committee on Rules,

reports from the Committee on Appropriations on the general

appropriation bills, printing and committee funding resolutions

reported from the Committee on House Administration, and reports

on Member's conduct from the Committee on Standards of Official

Conduct.  Bills, joint resolutions, and motions may also take on

privileged status as a result of special procedures written into

statute.  The Member in charge of such a matter may call it up at

practically any time for immediate consideration when no other

business is pending.  Usually, this is done after consultation

with both the majority and minority floor leaders so that the

Members of both parties will have advance notice.

 

     At any time after the reading of the Journal, a Member, by

direction of the Committee on Appropriations, may move that the

House resolve itself into the Committee of the Whole House on the

State of the Union for the purpose of considering general

appropriation bills.  A general appropriation bill may not be

considered in the House until three calendar days (excluding

Saturdays, Sundays, and legal holidays unless the House is in

session on those days) after printed committee reports and

hearings on the bill have been available to the Members.  The limit

on general debate on such a bill is generally fixed by a rule

reported from the Committee on Rules.

 

XI. CONSIDERATION AND DEBATE

 

     Our democratic tradition demands that bills be given

consideration by the entire membership usually with adequate

opportunity for debate and the proposing of amendments.

 

COMMITTEE OF THE WHOLE HOUSE

 

     In order to expedite the consideration of bills and

resolutions, the rules of the House provide for a parliamentary

mechanism, known as the Committee of the Whole House on the

state of the Union, that enables the House to act with a

quorum of less than the requisite majority of 218.  A quorum

in the Committee of the Whole is 100 members.  All

measures on the Union Calendar-those involving a tax, making

appropriations, authorizing payments out of appropriations

already made, or disposing of property-must be first considered

in the Committee of the Whole.

 

     The Committee on Rules reports a rule allowing for immediate

consideration of a measure by the Committee of the Whole.  After

adoption of the rule by the House, the Speaker may declare the

House resolved into the Committee of the Whole.  When the House

resolves into the Committee of the Whole, the Speaker leaves the

chair after appointing a Chairman to preside.

 

     The rule referred to in the preceding paragraph also fixes

the length of the debate in the Committee of the Whole.  This may

vary according to the importance of the measure.  As provided in

the rule, the control of the time is usually divided equally between

the chairman and the ranking minority member of the relevant

committee.  Members seeking to speak for or against the measure

may arrange in advance with the Member in control of the time on

their respective side to be allowed a certain amount of time in

the debate.  Members may also ask the Member speaking at the time to

yield to them for a question or a brief statement.  A transcript

of the proceedings in the House and the Senate is printed daily

in the Congressional Record.  Frequently, permission is granted a

Member by unanimous consent to revise and extend his remarks in

the Congressional Record if sufficient time to make a lengthy

oral statement is not available during actual debate.  These

revisions and extensions are printed in a distinctive type and

cannot substantively alter the verbatim transcript.

 

     The conduct of the debate is governed principally by the

rules of the House that are adopted at the opening of each

Congress.  Jefferson's Manual, prepared by Thomas Jefferson for

his own guidance as President of the Senate from 1797 to 1801, is

another recognized authority.  The House has a long-standing rule

that the provisions of Jefferson's Manual should govern

the House in all applicable cases and where they are not

inconsistent with the rules of the House.  The House also relies

on an 11-volume compilation of parliamentary precedents, entitled

Hinds' Precedents and Cannon's Precedents of the House of

Representatives, dating from 1789 to 1935, to guide its action. 

A later compilation, Deschler-Brown Precedents of the

House of Representatives, spans 15 volumes and

covers 1936 to date.  In addition, a summary of the House

precedents prior to 1959 can be found in a single volume entitled

Cannon's Procedure in the House of Representatives.  Procedure in

the U.S. House of Representatives, fourth edition, as

supplemented, and House Practice, published in 1996, are recent

compilations of the precedents of the House, in summary form,

together with other useful related material.  Also, various

rulings of the Chair are set out as notes in the current House

Rules and Manual.  Most parliamentary questions arising during

the course of debate are responded to by a ruling based on a

precedent of action in a similar situation.  The Parliamentarian

of the House is present in the House Chamber in order to assist

the Speaker or the Chairman in making a correct ruling on

parliamentary questions.

 

SECOND READING

 

     During general debate on a bill, an accurate account of the

time used on both sides is kept and the Chairman terminates the

debate when all the time allowed under the rule has been

consumed.  After general debate, the second reading of the bill

begins.  The second reading is a section-by-section reading

during which time germane amendments may be offered to a section

when it is read.  Under some special "modified closed" rules

adopted by the House, certain bills are considered as read and

open only to prescribed amendments under limited time

allocations.  Under the normal "open" amendment process, a Member

is permitted five minutes to explain the proposed amendment,

after which the Member who is first recognized by the Chair is

allowed to speak for five minutes in opposition to it.  There is

no further debate on that amendment, thereby effectively

preventing filibuster-like tactics.  This is known as the

"five-minute rule."  However, Members may offer an amendment to

the amendment, for separate five-minute debate, or may offer a

pro forma amendment-"to strike out the last word"-which does not

change the language of the amendment but allows the Member five

minutes for debate.  Each substantive amendment and amendment

thereto is put to the Committee of the Whole for adoption unless

the House has adopted a special rule "self-executing" the

adoption of certain amendments in the Committee of the Whole.

 

     At any time after debate has begun on proposed amendments to

a section or paragraph of a bill under the five-minute rule, the

Committee of the Whole may by majority vote of the Members

present close debate on the section or paragraph.  However, if

debate is closed on a section or paragraph before there has been

debate on an amendment that a Member has caused to be printed in

the Congressional Record at least one day prior to floor

consideration of the amendment, the Member who caused the amendment

to be printed in the Record is given five minutes in which to explain

the amendment.  Five minutes is also given to speak in opposition to

the amendment and no further debate on the amendment is allowed.

Amendments placed in the Congressional Record must indicate the

full text of the proposed amendment, the name of the Member

proposing it, the number of the bill or amendment to which it will

be offered, and the point in the bill or amendment thereto where

the amendment is intended to be offered.  These amendments appear

in the portion of the Record designated for that purpose.

 

AMENDMENTS AND THE GERMANENESS RULE

 

     The rules of the House prohibit amendments of a subject

matter different from the text under consideration.  This rule,

commonly known as the germaneness rule, is considered the single

most important rule of the House of Representatives because of

the obvious need to keep the focus of a body the size of the

House on a predictable subject matter.  The germaneness rule

applies to the proceedings in the House, the Committee of the

Whole, and the standing committees.  There are hundreds of prior

rulings or "precedents" on issues of germaneness available to

guide the Chair.

 

THE COMMITTEE "RISES"

 

     At the conclusion of the consideration of a bill for

amendment, the Committee of the Whole "rises" and reports the

bill to the House with the amendments that have been adopted.  In

rising, the Committee of the Whole reverts back to the House and

the Chairman of the Committee is replaced in the chair by the

Speaker of the House.  The House then acts on the bill and any

amendments adopted by the Committee of the Whole.

 

HOUSE ACTION

 

     Debate on a bill in the House is cut off by moving and

ordering "the previous question."  All debate is cut off on the

bill if this motion is carried by a majority of the Members

voting, a quorum being present, or by a special rule ordering the

previous question upon the rising of the Committee of the Whole.

The Speaker then puts the question: "Shall the bill be engrossed

and read a third time?"  If this question is decided in the

affirmative, the bill is read a third time by title only and

voted on for passage.

 

     If the previous question has been ordered by the terms of

the rule on a bill reported by the Committee of the Whole, the

House immediately votes on whatever amendments have been reported

by the Committee in the order in which they appear in the bill

unless voted on en bloc.  After completion of voting on the

amendments, the House immediately votes on the passage of the

bill with the amendments it has adopted.  However, a motion to

recommit, as described in the next section, may be offered and

voted on prior to the vote on passage. 

 

     The Speaker may postpone a recorded vote on final passage of

a bill or resolution or agreement to a conference report for up

to two legislative days.

 

     Measures that do not have to be considered in the Committee

of the Whole are considered in the House in accordance with the

terms of the rule limiting debate on the measure or under the

"hour rule."  The hour rule limits the amount of time that a

Member may occupy in debate on a pending question to 60 minutes.

Generally, the opportunity for debate may also be curtailed when

the Speaker makes the rare determination that a motion is

dilatory.

 

     After passage or rejection of the bill by the House, a pro

forma motion to reconsider it is automatically made and laid on

the table.  The motion to reconsider is tabled to prohibit this

motion from being made at a later date because the vote of the

House on a proposition is not final and conclusive until there

has been an opportunity to reconsider it.

 

MOTION TO RECOMMIT

 

     After the previous question has been ordered on the passage

of a bill or joint resolution, it is in order to offer one motion

to recommit the bill or joint resolution to a committee and the

Speaker is required to give preference in recognition for that

purpose to a minority party Member who is opposed to the bill or

joint resolution.  This motion is normally not subject to debate.

However, a motion to recommit with instructions offered after the

previous question has been ordered is debatable for 10 minutes,

except that the majority floor manager may demand that the debate

be extended to one hour.  Whatever time is allotted for debate is

divided equally between the proponent and opponent of the

motion.  Instructions in the motion to recommit normally take the

form of germane amendments proposed by the minority to

immediately change the final form of the bill prior to passage.

Instructions may also be "general," directing the committee to

take specified actions such as to review the bill with a

particular political viewpoint or to hold further hearings.

 

QUORUM CALLS AND ROLLCALLS

 

Article 1, Section 5, of the Constitution provides that a

majority of each House constitutes a quorum to do business and

authorizes a smaller number than a quorum to compel the

attendance of absent Members.  In order to fulfill this

constitutional responsibility, the rules of the House provide

alternative procedures for quorum calls in the House and the

Committee of the Whole.

 

     In the absence of a quorum, 15 Members may initiate a call

of the House to compel the attendance of absent Members.  Such a

call of the House must be ordered by a majority vote.  A call of

the House is then ordered and the call is taken by electronic

device or by response to the alphabetical call of the roll of

Members.  Absent Members have a minimum of 15 minutes from the

ordering of the call of the House by electronic device to have

their presence recorded.  If sufficient excuse is not offered for

their absence, they may be sent for by the Sergeant-at-Arms and

their attendance secured and retained.  The House then determines

the conditions on which they may be discharged.  Members who

voluntarily appear are, unless the House otherwise directs,

immediately admitted to the Hall of the House and must report

their names to the Clerk to be entered in the Journal as present.

Compulsory attendance or arrest of Members has been rare in

modern practice. The rules of the House provide special

authority for the Speaker to recognize a Member of the

Speaker's choice to move a call of the House at any time.

 

     When a question is put to a vote by the Speaker and a quorum

fails to vote on such question, if a quorum is not present and

objection is made for that reason, there is a call of the House

unless the House adjourns.  The call is taken by electronic

device and the Sergeant-at-Arms may bring in absent Members.  The

yeas and nays on the pending question are at the same time

considered as ordered and an "automatic" recorded vote is taken.

The Clerk utilizes the electronic system or calls the roll and

each Member who is present may vote on the pending question.

If those voting on the question and those who are present and

decline to vote together make a majority of the House, the Speaker

declares that a quorum is constituted, and the pending question

is decided as the majority of those voting have determined.

 

     The rules of the House prohibit points of order of no

quorum unless the Speaker has put a question to a vote.

 

     The rules for quorum calls are different in some respects in

the Committee of the Whole.  The first time the Committee of the

Whole finds itself without a quorum during a day the Chairman

is required to order the roll to be called by electronic device,

unless the Chairman orders a call of the Committee.  However, the

Chairman may refuse to entertain a point of order of no quorum

during general debate.  If on a call, a quorum (100 Members)

appears, the Committee continues its business.  If a quorum does

not appear, the Committee rises and the Chairman reports the

names of the absentees to the House.  The rules provide for the

expeditious conduct of quorum calls in the Committee of the

Whole.  The Chairman may suspend a quorum call after 100 Members

have recorded their presence.  Under such a short quorum call,

the Committee will not rise proceedings under the quorum call

are vacated.  In that case, a recorded vote, if ordered

immediately following the termination of the short quorum call,

is a minimum of 15 minutes.  In the alternative, the Chair may

choose to permit a full 15-minute quorum call, wherein all

Members are recorded as present or absent, to be followed

by a five-minute record vote on the pending question.  Once a

quorum of the Committee of the Whole has been established for a

day, a quorum call in the Committee is only in order when the

Committee is operating under the five-minute rule and the

Chairman has put the pending question to a vote. The rules

prohibit a point of order of no quorum against a vote in which

the Committee of the Whole agrees to rise.  However, an

appropriate point of no quorum would be permitted against a

vote defeating a motion to rise.

 

 

VOTING

 

     There are three methods of voting in the Committee of the

Whole that are also employed in the House.  These are the voice

vote, the division, and the recorded vote.  The yea-and-nay vote

is an additional method used only in the House, which may be

automatic if a Member objects to the vote on the ground that a

quorum is not present.

 

     To conduct a voice vote the Chair puts the question: "As

many as are in favor (as the question may be) say `Aye'.  As many

as are opposed, say `No'."  The Chair determines the result on a

comparison of the volume of ayes and noes.  This is the form in

which the vote is ordinarily taken in the first instance.

 

     If it is difficult to determine the result of a voice vote,

a division may be demanded by a Member or initiated by the Chair.

The Chair then states: "As many as are in favor will rise and

stand until counted."  After counting those in favor he calls on

those opposed to stand and be counted, thereby determining the

number in favor of and those opposed to the question.

 

     If any Member requests a recorded vote and that request is

supported by at least one-fifth of a quorum of the House (44

Members), or 25 Members in the Committee of the Whole, the vote

is taken by electronic device.  After the recorded vote is

concluded, the names of those voting and those not voting are

entered in the Journal.  Members have a minimum of 15 minutes

to be counted from the time the record vote is ordered.  The

Speaker may reduce the period for voting to five minutes on

subsequent votes in certain situations where there has been

no intervening debate or business.  The Speaker is not required

to vote unless the Speaker's vote would be decisive.

 

     In the House, if the yeas and nays are demanded, the Speaker

directs those in favor of taking the vote by that method to stand

and be counted.  The support of one-fifth of the Members present

is necessary for ordering the yeas and nays.  When the yeas and

nays are ordered or a point of order is made that a quorum is not

present, the Speaker states: "As many as are in favor of the

proposition will vote "Aye." "As many as are opposed will vote

"No."  The Clerk activates the electronic system or calls the

roll and reports the result to the Speaker, who announces it to

the House.

 

     The rules of the House require a three-fifths vote to pass a

bill, joint resolution, amendment, or conference report that

contains a specified type of federal income tax rate increase.

 

     The rules prohibit a Member from (1) casting another

Member's vote or recording another Member's presence in the House

or the Committee of the Whole or (2) authorizing another

individual to cast a vote or record the Member's presence in the

House or the Committee of the Whole.

 

ELECTRONIC VOTING

 

     Recorded votes are usually taken by electronic device,

except when the Speaker orders the vote to be recorded by other

methods prescribed by the rules of the House, or in the failure

of the electronic device to function.  In addition, quorum calls

are generally taken by electronic device.  The electronic system

works as follows: A number of vote stations are attached to

selected chairs in the Chamber.  Each station is equipped with a

vote card slot and four indicators, marked "yea," "nay,"

"present," and "open" that are lit when a vote is in progress and

the system is ready to accept votes.  Each Member is provided

with a personalized Vote-ID Card.  A Member votes by inserting

the voting card into any one of the vote stations and depressing

the appropriate button to indicate the Member's choice.  If a

Member is without a Vote-ID Card or wishes to change his vote

during the last five minutes of a vote, the Member may be

recorded by handing a paper ballot to the Tally Clerk, who then

records the vote electronically according to the indicated

preference of the Member.  The paper ballots are green for "yea,"

red for "nay," and amber for "present."  The voting machine

records the votes and reports the result when the vote is

completed.

 

PAIRING OF MEMBERS

 

     The former system of pairing of Members, where a Member

could arrange in advance to be recorded as being either in favor

of or opposed to the question by being "paired" with another

absent Member who holds contrary views on the question, has

largely been eliminated.  The rules still allow for "live pairs."

A live pair is where a Member votes as if not paired,

subsequently withdraws that vote, and then asks to be marked

"present" to protect the other Member.  The most common practice

is for absent Members to submit statements for the Record stating

how they would have voted if present on specific votes.

 

SYSTEM OF LIGHTS AND BELLS

 

     Due to the diverse nature of daily tasks that they have to

perform, it is not practicable for Members to be present in the

House or Senate Chamber at every minute that the body is in

session.  Furthermore, many of the routine matters do not require

the personal attendance of all the Members.  A legislative call

system consisting of electric lights and bells or buzzers located

in various parts of the Capitol Building and House and Senate

Office Buildings alerts Members to certain occurrences in the

House and Senate Chambers.

 

     In the House, the Speaker has ordered that the bells and

lights comprising the system be utilized as follows:

 

* 1 long ring followed by a pause and then 3 rings and 3 lights

on the left-Start or continuation of a notice or short quorum

call in the Committee of the Whole that will be vacated if and

when 100 Members appear on the floor. Bells are repeated every

five minutes unless the call is vacated or the call is converted

into a regular quorum call.

 

     * 1 long ring and extinguishing of 3 lights on the

left-Short or notice quorum call vacated.

 

* 2 rings and 2 lights on the left-15 minute recorded vote,

yea-and-nay vote or automatic rollcall vote by electronic device.

The bells are repeated five minutes after the first ring.  

      

 

* 2 rings and 2 lights on the left followed by a pause and then 2

more rings-Automatic rollcall vote or yea-and-nay vote taken by a

call of the roll in the House. The bells are repeated when the

Clerk reaches the R's in the first call of the roll.

 

* 2 rings followed by a pause and then 5 rings-First vote under

Suspension of the Rules or on clustered votes. Two bells are

repeated five minutes after the first ring. The first vote will

take 15 minutes with successive votes at intervals of not less

than five minutes. Each successive vote is signaled by five

rings.

 

* 3 rings and 3 lights on the left-15 minute quorum call in

either the House or in the Committee of the Whole by electronic

device. The bells are repeated five minutes after the first ring.

 

* 3 rings followed by a pause and then 3 more rings-15 minute

quorum call by a call of the roll. The bells are repeated when

the Clerk reaches the R's in the first call of the roll.

 

* 3 rings followed by a pause and then 5 more rings-Quorum call

in the Committee of the Whole that may be followed immediately by

a five-minute recorded vote.

 

     * 4 rings and 4 lights on the left-Adjournment of the House.

 

     * 5 rings and 5 lights on the left-Any five-minute vote.

 

     * 6 rings and 6 lights on the left-Recess of the House.

 

     * 12 rings at 2-second intervals with 6 lights on the left-

Civil Defense Warning.

 

     * The 7th light indicates that the House is in session.

 

RECESS AUTHORITY

 

     The House may by vote authorize the Speaker to declare a

recess under the rules of the House.  The Speaker also has the

authority to declare the House in recess for a short time when no

question is pending before the House. 

 

LIVE COVERAGE OF FLOOR PROCEEDINGS

 

     The rules of the House provide for unedited radio and

television broadcasting and recording of proceedings on the floor

of the House.  However, the rules prohibit the use of these

broadcasts and recordings for any political purpose or in any

commercial advertisement.  The rules of the Senate also provide

for broadcasting and recording of proceedings in the Senate

Chamber with similar restrictions.

 

XII. CONGRESSIONAL BUDGET PROCESS

 

     The Congressional Budget and Impoundment Control Act of 1974

as amended provides Congress with a procedure establishing

appropriate spending and revenue levels for each year.  The

congressional budget process, as set out in the 1974 Budget Act,

is designed to coordinate decisions on sources and levels of

revenues and on objects and levels of expenditures.  Its basic

method is to prescribe the overall size of the fiscal pie and the

particular sizes of its various pieces.  Each year the Congress

adopts a concurrent resolution imposing overall constraints on

revenues and spending and distributing the overall constraint on

spending among groups of programs and activities.

 

     Congress aims to complete action on a concurrent resolution

on the budget for the next fiscal year by April 15.  Congress may

adopt a later budget resolution that revises the most recently

adopted budget resolution.  One of the mechanisms Congress uses

to implement the constraints on revenue and spending is called

the reconciliation process.  Reconciliation is a two-step process

designed to bring existing law in conformity with the most

recently adopted concurrent resolution on the budget.  The first

step in the reconciliation process is the language found in a

concurrent resolution on the budget instructing House and Senate

committees to determine and recommend changes in laws or bills

that will achieve the constraints established in the concurrent

resolution on the budget.  The instructions to a committee

specify the amount of spending reductions or revenue changes a

committee must attain and leave to the discretion of the

committee the specific changes to laws or bills that must be

made.  The second step involves the combination of the various

instructed committees' recommendations into an omnibus

reconciliation bill which is reported by the Committee on the

Budget or by the one committee instructed, if only one committee

has been instructed, and considered by the whole House.

 

     The Budget Act maintains that reconciliation provisions must

be related to reconciling the budget.  This principle is codified

in section 313 of the Budget Act, the so-called Byrd Rule, named

after Senator Robert C. Byrd of West Virginia.  Section 313

provides a point of order in the Senate against extraneous matter

in reconciliation bills.  Determining what is extraneous is a

difficult task for the Senate's Presiding Officer.  The Byrd Rule

may only be waived in the Senate by a three-fifths vote and sixty

votes are required to overturn the presiding officer's ruling.

 

     Congress aims to complete action on a reconciliation bill or

resolution by June 15 of each year.  After Congress has completed

action on a concurrent resolution on the budget for a fiscal

year, it is generally not in order to consider legislation that

does not conform to the constraints on spending and revenue set

out in the resolution.

 

     Congress has enacted legislation under which breaches are

remedied by "sequestration," that is, automatic cancellations of

spending authority.  Sequestration results when the statutory

parameters for the deficit, discretionary spending, or the

"Paygo" requirement have been exceeded.  Paygo requires that tax

reductions or increases in entitlements must be offset by tax

increases or reductions in entitlements.

 

     The Unfunded Mandates Reform Act of 1995, through an

amendment to the Congressional Budget Act, established

requirements on committees with respect to measures containing

unfunded intergovernmental mandates.  An unfunded

intergovernmental mandate is the imposition of a substantial

financial requirement or obligation on a state, local or tribal

government.  The Act also established a unique point of order to

enforce the requirements of the Act with respect to intergovernmental

mandates in excess of fifty million dollars annually.

In the House, an unfunded mandate point of order is not disposed

of by a ruling of the Chair but by the Chair putting the question

of consideration to the body.  The House or the Committee of the

Whole then decides by vote whether or not to proceed with the

measure with the alleged mandate contained therein.

 

XIII. ENGROSSMENT AND MESSAGE TO SENATE

 

     The preparation of a copy of the bill in the form in which

it has passed the House can be a detailed and complicated process

because of the large number and complexity of amendments to some

bills adopted by the House.  Frequently, these amendments are

offered during a spirited debate with little or no prior formal

preparation.  The amendment may be for the purpose of inserting

new language, substituting different words for those set out in

the bill, or deleting portions of the bill.  It is not unusual to

have more than 100 amendments adopted, including those proposed

by the committee at the time the bill is reported and those

offered from the floor during the consideration of the bill in

the Chamber.  In some cases, amendments offered from the floor

are written in longhand.  Each amendment must be inserted in

precisely the proper place in the bill, with the spelling and

punctuation exactly as it was adopted by the House.  It is

extremely important that the Senate receive a copy of the bill in

the precise form in which it has passed the House.  The

preparation of such a copy is the function of the enrolling

clerk.

 

     In the House, the enrolling clerk is under the Clerk of the

House.  In the Senate, the enrolling clerk is under the Secretary

of the Senate.  The enrolling clerk receives all the papers

relating to the bill, including the official Clerk's copy of the

bill as reported by the standing committee and each amendment

adopted by the House.  From this material, the enrolling clerk

prepares the engrossed copy of the bill as passed, containing all

the amendments agreed to by the House.  At this point, the

measure ceases technically to be called a bill and is termed "An

Act" signifying that it is the act of one body of the Congress,

although it is still popularly referred to as a bill.  The

engrossed bill is printed on blue paper and is signed by the

Clerk of the House.  Bills may also originate in the Senate with

certain exceptions.  For a discussion of bills originating in

the Senate, see Part XVI.

 

XIV. SENATE ACTION

 

     The Parliamentarian, in the name of the Vice President, as

the President of the Senate, refers the engrossed bill to the

appropriate standing committee of the Senate in conformity with

the rules of the Senate.  The bill is reprinted immediately and

copies are made available in the document rooms of both Houses.

This printing is known as the "Act print" or the "Senate referred

print."

 

COMMITTEE CONSIDERATION

 

     Senate committees give the bill the same detailed

consideration as it received in the House and may report it with

or without amendment.  A committee member who wishes to express

an individual view or a group of Members who wish to file a

minority report may do so by giving notice, at the time of the

approval of a report on the measure, of an intention to file

supplemental, minority, or additional views.  These views may be

filed within three days with the clerk of the committee and

become a part of the report.  When a committee reports a bill, it

is reprinted with the committee amendments indicated by showing

new matter in italics and deleted matter in line-through type.

The calendar number and report number are indicated on the first

and back pages, together with the name of the Senator making the

report.  The committee report and any minority or individual

views accompanying the bill also are printed at the same time. 

 

     All committee meetings, including those to conduct hearings,

must be open to the public.  However, a majority of the members

of a committee or subcommittee may, after discussion in closed

session, vote in open session to close a meeting or series of

meetings on the same subject for no longer than 14 days if it is

determined that the matters to be discussed or testimony to be

taken will disclose matters necessary to be kept secret in the

interests of national defense or the confidential conduct of the

foreign relations of the United States; will relate solely to

internal committee staff management or procedure; will tend to

charge an individual with a crime or misconduct, to disgrace or

injure the professional standing of an individual, or otherwise

to expose an individual to public contempt, or will represent a

clearly unwarranted invasion of the privacy of an individual;

will disclose law enforcement information that is required to be

kept secret; will disclose certain information regarding certain

trade secrets; or may disclose matters required to be kept

confidential under other provisions of law or government

regulation.

 

CHAMBER PROCEDURE

 

     The rules of procedure in the Senate differ to a large

extent from those in the House.  The Senate relies heavily on the

practice of obtaining unanimous consent for actions to be taken.

For example, at the time that a bill is reported, the Majority

Leader may ask unanimous consent for the immediate consideration

of the bill.  If the bill is of a noncontroversial nature and

there is no objection, the Senate may pass the bill with little

or no debate and with only a brief explanation of its purpose and

effect.  Even in this instance, the bill is subject to amendment

by any Senator.  A simple majority vote is necessary to carry an

amendment as well as to pass the bill.  If there is any

objection, the report must lie over one legislative day and the

bill is placed on the calendar.

 

     Measures reported by standing committees of the Senate may

not be considered unless the report of that committee has been

available to Senate Members for at least two days (excluding

Sundays and legal holidays) prior to consideration of the measure

in the Senate.  This requirement, however, may be waived by

agreement of the Majority and Minority leaders and does not apply

in certain emergency situations.

 

     In the Senate, measures are brought up for consideration by

a simple unanimous consent request, by a complex unanimous

consent agreement, or by a motion to proceed to the consideration

of a measure on the calendar.  A unanimous consent agreement,

sometimes referred to as a "time agreement," makes the

consideration of a measure in order and often limits the amount

of debate that will take place on the measure and lists the

amendments that will be considered.  The offering of a unanimous

consent request to consider a measure or the offering of a motion

to proceed to the consideration of a measure is reserved, by

tradition, to the Majority Leader.

 

     Usually a motion to consider a measure on the calendar is

made only when unanimous consent to consider the measure cannot

be obtained.  There are two calendars in the Senate, the Calendar

of Business and the Executive Calendar.  All legislation is

placed on the Calendar of Business and treaties and nominations

are placed on the Executive Calendar.  Unlike the House, there is

no differentiation on the Calendar of Business between the

treatment of (1) bills raising revenue, general appropriation

bills, and bills of a public character appropriating money or

property, and (2) other bills of a public character not

appropriating money or property.

 

     The rules of the Senate provide that at the conclusion of

the morning business for each "legislative day" the Senate

proceeds to the consideration of the calendar.  In the Senate,

the term "legislative day" means the period of time from when the

Senate adjourns until the next time the Senate adjourns.  Because

the Senate often "recesses" rather than "adjourns" at the end of

a daily session, the legislative day usually does not correspond

to the 24-hour period comprising a calendar day.  Thus, a

legislative day may cover a long period of time-from days to

weeks, or even months.  Because of this and the modern practice

of waiving the call of the calendar by unanimous consent at the

start of a new legislative day, it is rare to have a call of the

calendar.  When the calendar is called, bills that are not

objected to are taken up in their order, and each Senator is

entitled to speak once and for five minutes only on any question.

Objection may be interposed at any stage of the proceedings, but

on motion the Senate may continue consideration after the call of

the calendar is completed, and the limitations on debate then do

not apply.

 

     On any day (other than a Monday that begins a new

legislative day), following the announcement of the close of

morning business, any Senator, usually the Majority Leader,

obtaining recognition may move to take up any bill out of its

regular order on the calendar.  The five-minute limitation on

debate does not apply to the consideration of a bill taken up in

this manner, and debate may continue until the hour when the